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Andrew E. Goldstein, Esq: Hedge Fund and Securities Law

Our firm handles legal matters in the following practice areas:. 149;Financial Services Law.

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GOLDSTEIN, ANDREW E.

ANDREW E. GOLDSTEIN

167 EAS●●●●●●● STREET

NEW●●●ORK , NY, 10028

US

1.21●●●●9213
ON●●●●●●@EARTHLINK.NET

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GOLDSTEIN, ANDREW E.

ANDREW E. GOLDSTEIN

167 EAS●●●●●●● STREET

NEW●●●ORK , NY, 10028

US

1.21●●●●9213
ON●●●●●●@EARTHLINK.NET

View this contact

GOLDSTEIN, ANDREW E.

ANDREW E. GOLDSTEIN

167 EAS●●●●●●● STREET

NEW●●●ORK , NY, 10028

US

1.21●●●●9213
ON●●●●●●@EARTHLINK.NET

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Andrew E. Goldstein, Esq: Hedge Fund and Securities Law | aeg-law.com Reviews

https://aeg-law.com

Our firm handles legal matters in the following practice areas:. 149;Financial Services Law.

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Andrew E. Goldstein, Esq: Hedge Fund and Securities Law

http://www.aeg-law.com/index.html

Our firm handles legal matters in the following practice areas:. 149;Financial Services Law.

2

Andrew E. Goldstein, Esq: Hedge Fund and Securities Law

http://www.aeg-law.com/new.html

SEC ISSUES NO-ACTION LETTER PROVIDING RELIEF UNDER THE CUSTODY RULE FOR INVESTMENT ADVISERS OF PRIVATE FUNDS. On October 12, 2010, the SEC issued a no-action letter providing relief under Rule 206(4)(2 of the Investment Advisers Act of 1940, as amended (the Custody Rule). To provide relief, the SEC stated that it would not recommend enforcement action where a registered investment adviser engages an auditor who is not subject to PCAOB inspection, if the following conditions were met:. While this relief i...

3

Andrew E. Goldstein, Esq: Hedge Fund and Securities Law

http://www.aeg-law.com/bio.html

Andrew E. Goldstein, is an expert in securities regulation and a specialist in hedge fund law, the Securities Exchange Commission and other regulatory enforcement matters . His proficiency was honed as an SEC enforcement attorney while serving as an SEC official handling significant matters during the 1970's and 1980's. In addition to his own firm, Mr. Goldstein is Counsel to Phillips Nizer LLP. 1975, New York, U.S. District Court, Southern District of New York and U.S. Court of Appeals, ...Member, 1998-...

4

Andrew E. Goldstein, Esq: Hedge Fund and Securities Law

http://www.aeg-law.com/faqs.html

Structural And Operational Hedge Fund Issues. What Legal Structure Should I Use? Most domestic hedge funds are organized as limited partnerships with the general partner organized as a limited liability company. Additional entities may be needed in certain jurisdictions for tax reasons. How Do I Seed A Hedge Fund? Managers will seed a fund by first investing their own money in a limited partnership fund vehicle for several months to establish a track record. Do I Need A Prime Broker? Do I Need An Audit?

5

Andrew E. Goldstein, Esq: Hedge Fund and Securities Law

http://www.aeg-law.com/practice.html

149;Domestic Hedge Fund Formation and Compliance. Read More. 149;Offshore Hedge Fund Formation and Compliance. Read More. 149;White Collar Civil and Criminal Defense - SEC, FINRA, and SEC Enforcement Proceedings and parallel criminal proceedings before the U.S. Attorney's Office. 149;Venture Capital and Private Placements of Securities. 149;Broker/Dealer and Investment Adviser Regulation , Read More. 149;Hedge Fund/Broker-Dealer and Investment Adviser Corporate Matters. 149;Hedge Fund Litigation.

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