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CLK | Law

A Boutique Law Firm Specializing. Business Law and Securities Regulation. L King and Associates, LLC (C. L. King Law Firm) is a boutique law firm that offers large law firm experience with the individualized attention that your business deserves. Specializing in business and securities law, the firm provides legal and compliance guidance to entrepreneurs, businesses and investment services firms of all sizes. Excellent business law attorney with great attention to detail for her clients.

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CYNTHIA KING

14419●●●●●TH ST

PH●●IX , AZ, 85048

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1.72●●●●8003

CK●●●●●@EARTHLINK.NET

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CYNTHIA KING

14419●●●●●TH ST

PH●●IX , AZ, 85048

US

1.72●●●●8003

CK●●●●●@EARTHLINK.NET

View this contact

CYNTHIA KING

14419●●●●●TH ST

PH●●IX , AZ, 85048

US

1.72●●●●8003

CK●●●●●@EARTHLINK.NET

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CLK | Law | clklaw.com Reviews

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A Boutique Law Firm Specializing. Business Law and Securities Regulation. L King and Associates, LLC (C. L. King Law Firm) is a boutique law firm that offers large law firm experience with the individualized attention that your business deserves. Specializing in business and securities law, the firm provides legal and compliance guidance to entrepreneurs, businesses and investment services firms of all sizes. Excellent business law attorney with great attention to detail for her clients.

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CLK | Law | clklaw.com Reviews

https://clklaw.com

A Boutique Law Firm Specializing. Business Law and Securities Regulation. L King and Associates, LLC (C. L. King Law Firm) is a boutique law firm that offers large law firm experience with the individualized attention that your business deserves. Specializing in business and securities law, the firm provides legal and compliance guidance to entrepreneurs, businesses and investment services firms of all sizes. Excellent business law attorney with great attention to detail for her clients.

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clklaw.com

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Testimonials | CLK

http://clklaw.com/testimonials

Excellent business law attorney with great attention to detail for her clients. Ms King is an outstanding lawyer and very stong on regulation of broker-dealers. I worked with Ms.King a number of times and believe she demonstrates the highest levels of skill, knowledge and integrity. Cynthia was retained as an expert witness in a securities arbitration involving complex investments and issues of suitability. She was knowledgeable, professional, and helpful to the process. 2014 CL King and Associates, LLC.

2

Business Law | CLK

http://clklaw.com/business-law

Since 1996, Cynthia King has provided creative, customized legal solutions for a wide variety of businesses. She has advised both entrepreneurs and established businesses on issues from company formation and financing through sales and mergers.Ms. King has extensive experience in contract negotiations and drafting and negotiating complex business transactions, where attention to detail is critical to reducing the risk of future misunderstandings. Contracts and contract negotiations. State Blue Sky issues.

3

Securities Regulation Services | CLK

http://clklaw.com/securities-regulation-services

Since 1979, Cynthia King has advised broker-dealers and investment advisers regarding securities industry regulatory and compliance issues. She has extensive experience registering new advisors and broker-dealers, setting up securities compliance programs and ongoing review of compliance programs. Broker-Dealer compliance systems and reviews. Investment Adviser compliance systems and reviews. Supervisory and compliance procedures. Customer and advisory agreements. 2014 CL King and Associates, LLC.

4

Securities Law Expert Witness | CLK

http://clklaw.com/securities-law-expert-witness

Securities Law Expert Witness. Ms King has assisted national and regional brokerage firms, investment advisers, registered persons, investment adviser representatives, investors, mutual funds, state attorney general offices and the U.S. Justice Department in securities arbitrations and trials around the country. She has testified extensively on both regulatory issues and the application of securities laws and rules to various fact patterns and issues. Cynthia King provides Expert Witness assistance.

5

Lawyers | CLK

http://clklaw.com/lawyers

Cynthia L. King. About Cynthia L. King. Ms King graduated from the University of Colorado at Boulder cum laude with a B.S. in Business Administration and from the University of Denver College of Law with a Juris Doctorate. She was employed by the National Association of Securities Dealers, Inc. (now FINRA) for over 11 years in various capacities, including staff examiner, supervisor of special investigations and Regional Counsel. Contact Us For More Information About Your Business Needs.

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