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djkconsult.net

DJK Consulting

Securities Consulting/Expert Witness

http://www.djkconsult.net/

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CONTACTS AT DJKCONSULT.NET

DJK Consulting, LLC

David J Keogh

235 Ro●●●●●●2 East

Gree●●●●rook , NJ, 08812

US

1.73●●●●8787
1.73●●●●8784
dj●●●●●●●●●●●@optonline.net

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DJK Consulting, LLC

Andrea Patrick

235 Ro●●●●●●2 East

Gree●●●●rook , NJ, 08812

US

1.73●●●●8787
as●●●●●●●●●●●●@optonline.net

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DJK Consulting | djkconsult.net Reviews
<META>
DESCRIPTION
Securities Consulting/Expert Witness
<META>
KEYWORDS
1 Rule 144
2 Arbitration
3 Small Business
4 Finance & Investing
5 Unauthorized Trading
6 Compliance
7 Expert Witness
8 NASD policies
9 Options
10 Financial Planning
CONTENT
Page content here
KEYWORDS ON
PAGE
search results,about us,expert profiles,ibd recruiting,awards/notable cases,djk testimonials,press releases/articles,charity testimonials,affiliations/resources,industry testimonials,regulatory links,publications,mediators/attorneys,areas of expertise
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openresty/1.11.2.4
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DJK Consulting | djkconsult.net Reviews

https://djkconsult.net

Securities Consulting/Expert Witness

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1

Charity Testimonials

http://www.djkconsult.net/id44.html

Dave is a trusted colleague who has provided vital support and enthusiasm for important initiatives at Anderson House. Dave has been extremely effective in helping Anderson House make new, promising connections with individual and business prospects and has brought great energy, vision and commitment to a new fundraising event with great potential to generate significant revenue and foster key relationships. Jan Holmstrup, Director of Development.

2

Links

http://www.djkconsult.net/id7.html

Securities and Exchange Commission. New York Stock Exchange. Chicago Board of Options. Business Phone: (732)-968-8787 Fax: (732)-968-8784 235 Route 22 East, 1st Floor, Green Brook, NJ 08812.

3

Articles

http://www.djkconsult.net/id9.html

Co-Authored article: Regulatory Interpretations on the Heightened Supervision. LifeMark Securities Press Release. Business Phone: (732)-968-8787 Fax: (732)-968-8784 235 Route 22 East, 1st Floor, Green Brook, NJ 08812.

4

Awards/Notable Cases

http://www.djkconsult.net/id42.html

Associated Human Societies v. Merrill Lynch FINRA-09-00951. Comet Enterprises v. Merrill Lynch NASD 04-04080. David Siroospour v. Merrill Lynch NASD 03-05673. Herskovits v. Ladenburg Capital NASD 02-01264. Lovell v. Wells Fargo FINRA 12-00793. Madhany v. Citigroup FINRA 10-04929. Speakman v. Merrill Lynch Pierce Fenner and Smith NASD 05-02896. Steifman v. Merrill Lynch FINRA 10-04928. Blank v. Signator FINRA 13-00579. Gulak v. White Pacific FINRA 11-03381. Kornhauser v. Morgan Stanley FINRA 14-01864.

5

Affliations

http://www.djkconsult.net/id31.html

Securities Experts’ Roundtable. Securities Experts’ Roundtable, Inc.’s members provide consulting, expert testimonial, or other services in securities and commodities dispute resolution and related matters. An international bar association whose members represent investors in disputes with the securities industry. Life Mark Securities Corp. Insurance and Securities Regulatory Consulting. ISRC is the ultimate resource for expert knowledge of the financial services industry. Our insights and strategies...

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