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Frank A. Sullivan - Securities Litigation Services: Expert Testimony for Claimant/Defendant, 35 Years Brokerage, Arbitrator, Damages Analysis, Qualified Expert FINRA State Federal

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URGENT: Dept of Labor Fiduciary Rule backs investor goals and needs .vs. commissions. This has a major impact on Elder Abuse, pension and retirement accounts. It is important for investors to review their goals and needs especially with Investor Advisors who do not have close supervision. Promises of hi-yield stocks or bonds is a trap. Better to HAVE your money than the INTEREST on your money CONTACT US FOR INFORMATION AND ADVICE.

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Frank A. Sullivan - Securities Litigation Services: Expert Testimony for Claimant/Defendant, 35 Years Brokerage, Arbitrator, Damages Analysis, Qualified Expert FINRA State Federal | fasullivan.com Reviews

https://fasullivan.com

URGENT: Dept of Labor "Fiduciary Rule" backs investor goals and needs .vs. commissions. This has a major impact on Elder Abuse, pension and retirement accounts. It is important for investors to review their goals and needs especially with Investor Advisors who do not have close supervision. Promises of hi-yield stocks or bonds is a trap. "Better to HAVE your money than the INTEREST on your money" CONTACT US FOR INFORMATION AND ADVICE.

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fasullivan.com

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Frank A. Sullivan Expert Testimony

https://fasullivan.com/services.htm

SERVICES PROVIDED BY FRANK A. SULLIVAN. Frank A. Sullivan can provide expert advice, testimony, case review, and analytics in securities industry cases in:. Account-related: failure to supervise, negligence, suitability. Employment dispute resolution: expungement, wrongful termination, or slander, compensation, commissions, contracts. 1031 Property Exchanges for qualified investors. Structured investments and derivative product disputes. Glass Steagall bank/broker cases. Frank A. Sullivan.

2

Frank A. Sullivan Expert Testimony

https://fasullivan.com/experience.htm

EXPERIENCE, ACHIEVEMENTS and TRAINING. Frank A. Sullivan is qualified to testify as a witness before FINRA, as well as federal and state civil courts. His expertise includes financial products and services, supervision, employment dispute resolution, and operations management. Merrill Lynch and Co. – 1971 to 2001. Positions ranged from Account Executive to Sr. Resident Vice President, Managing Director and Branch Manager. NASD: Arbitrator #A9202 – 1992 to present. Total of 22 decisions to date. Western N...

3

Frank A. Sullivan Expert Testimony

https://fasullivan.com/index.htm

Frank A. Sullivan is available as an expert witness/consultant in litigation or arbitration in securities industry disputes. Mr. Sullivan has 30 years of securities industry experience with a major financial services firm, including two decades in branch management. In addition, he is an arbitrator for FINRA and has instructed at the University of Rhode Island’s College of Business Administration and Western New England University’s School of Business. Frank A. Sullivan.

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Frank A. Sullivan - Securities Litigation Services: Expert Testimony for Claimant/Defendant, 35 Years Brokerage, Arbitrator, Damages Analysis, Qualified Expert FINRA State Federal

Frank A. Sullivan. Securities Litigation Services: Expert Testimony for Claimant/Defendant, 35 Years Brokerage, Arbitrator, Damages Analysis, Qualified Expert FINRA State Federal. About Frank A. Sullivan. About Frank A. Sullivan. Meet Frank A. Sullivan. If you are seeking advice for resolution of portfolio negligence and calculation of damages,. Click to Call 401-423-1618. Frank A. Sullivan. Middot; w Hello Pro Theme. Middot; @ SiteGround. Middot; on WordPress. Middot; Log in.

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