brokerdealercompliance.org
Broker Dealer ComplianceEverything you need to know about Broker Dealer Compliance.
http://www.brokerdealercompliance.org/
Everything you need to know about Broker Dealer Compliance.
http://www.brokerdealercompliance.org/
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Broker Dealer Compliance | brokerdealercompliance.org Reviews
https://brokerdealercompliance.org
Everything you need to know about Broker Dealer Compliance.
I² Investments | Modern Alternative Investment Fund
https://iiinvestments.com/index.html
AUM: 26 Million (EUR). 24 Hours Support Desk. Our Preferred Direct Prime Broker Liquidity and Capital Brokerage Partners:. Investments Works for You. Investments is an Alternative Investments Direct Dealer. We are the only online DIRECT Dealer of solely Alternative Investment Classes. We focus on FX, Gold, Oil, BitCoin, and alternative investments. Why you need Real Alternative Investments. Download our New App on iPhone, Android, BlackBerry, and Windows Phone. Using state-of-the-art technology, our prim...
I² Investments | Modern Alternative Investment Fund
https://iiinvestments.com/verified-track-record.html
AUM: 26 Million (EUR). 24 Hours Support Desk. Real Results. Independently Verified. At I Investments, we believe that transparency and trust are core values in the trading industry. We insist on using the most professional tools available to verify all of our firms trading since our inception in early 2014. We are an aggressive trading firm encompassing multiple trading strategies to diversify risk and maximize gains with minimal risk exposure. Average Monthly: 18.01%. Best Month: 36.25%. Strategy #3 Tra...
I² Investments | Modern Alternative Investment Fund
https://iiinvestments.com/about-us.html
AUM: 26 Million (EUR). 24 Hours Support Desk. IIInvestments.com was founded in 2013 by Mr. Jürgen Muller due to the large demand for investments away from Stock/Index/Real Estate, which consistently failed after the global economic slowdown. Mission is simple. To provide clients with a platform to invest their funds directly into the Top FX, Gold, Silver, Oil, and other leading alternative asset classes. CEO, Board Chairman. Chief Analyst, Board Member. Analyst, Board Member. Analyst, Board Member. Licen...
I² Investments | Modern Alternative Investment Fund
https://iiinvestments.com/how-we-trade.html
AUM: 26 Million (EUR). 24 Hours Support Desk. Strategy stands for three principles: Expert Strategy. Discipline. Consistency. Our analyst team uses a proprietary strategy developed over twenty years, involving differently-weighted technical systems and news fundamentals, coming in real time, 24/7. If you fear sudden market meltdown, be at ease. Your accounts are always monitored by at least two members of our analyst team. When do we trade and why? Our trading decisions are made by seasoned market profes...
I² Investments | Modern Alternative Investment Fund
https://iiinvestments.com/regulation.html
AUM: 26 Million (EUR). 24 Hours Support Desk. Licensed. Regulated. Insured. IIInvestments.com is a fully-regulated company with the Broker-Dealer Compliance. As a multi-instrument trading firm, we strive to maintain the highest available global licensing focused on Forex, Commodities, and all alternative investment classes. IIInvestments.com has been in good-standing for over three years (since its inception in 2013). BDC is the only global regulator that regulates both Spot Forex and raw Commodi...Any o...
I² Investments | Modern Alternative Investment Fund
https://iiinvestments.com/open-your-account.html
AUM: 26 Million (EUR). 24 Hours Support Desk. Open Your Account Today with our Fast Digital Application:. Euro;25,000 EUR Minimum. Bullet; Personal Account Manager. Bullet; Trader Conference Call Access. Bullet; 10% Performance Fee from NET Profits. Bullet; Complimentary Invitation to Annual Investor Meeting. Bullet; In Person Meetings by Appointment Year-Round. Bullet; No Trade Commission Mark-ups, etc. Bullet; Withdraw Funds Anytime, Bank Wire within 24 Hours. Bullet; First Month, No Performance Fee.
I² Investments | Modern Alternative Investment Fund
https://iiinvestments.com/fund-security.html
AUM: 26 Million (EUR). 24 Hours Support Desk. Asset Security. A Fundamental to Build Trust and Transparency in the Global Financial Industry. Our proprietary trading platform allows our traders to access several direct liquidity prime brokers to execute trades in record timing. When doing so, client funds are immediately entering the market with these positions. Licensed and Regulated under BDC No. 55377 and 0012258. Today to speak with an Investment Adviser to diversify your Trading/Investments today.
I² Investments | Modern Alternative Investment Fund
https://iiinvestments.com/partners.html
AUM: 26 Million (EUR). 24 Hours Support Desk. Absolutely NO Email Marketing is allowed. Mass emails will result in your IB Account being banned permanently and commissions surrendered. Thank you for your cooperation. We, at i Investments, have always been devoted to our Global Partners. From large multi-national banks to independent introducing brokers from around the world, we are constantly building new partnerships since opening doors in 2013. Over 7,000,000 Paid to our Affiliate Partners. Financial R...
I² Investments | Modern Alternative Investment Fund
https://iiinvestments.com/full-risk-disclosure.html
AUM: 26 Million (EUR). 24 Hours Support Desk. Updated as of 7 June 2014. Any opinions, news, research, analyses, prices, or other information contained on this website is provided as general market commentary, and does not constitute investment advice. We will not accept liability for any loss or damage, including without limitation to, any loss of profit, which may arise directly or indirectly from use of or reliance on such information. MARKET RISKS AND ONLINE TRADING. We cannot accept US clients. ...
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Low-Cost Independent Broker-Dealer
Join My Broker Dealer and Enjoy These Benefits:. Minimum Annual Commission Requirements of JUST $10,000. E&O Coverage under $500 per year. Fixed and Indexed Annuities/Life are. Business . not ours. Fixed insurance business does not have to go through our grid. Use your current Carriers, FMOs, and IMOs. Low monthly fees of $90/month are. At $30,000 GDC/Year. Want to take your financial planning practice to the next level? Me, Dave Quick, today at. Click For Instant Access to. T: 972 503 4343. For Use by I...
Shearman & Sterling LLP | Libraries | US Broker-Dealer and Market Regulation Library
Barnabas W.B. Reynolds. Russell D. Sacks. Donna M. Parisi. Nathan J. Greene. Alternative Trading Systems (ATS). Broker/Dealer Registration and Formation. Communication with the Public. Information Barrier and Control. Know Your Customer (KYC). FINRA Capital Acquisition Broker Proposal Approved. FINRA Proposes Revisions to Gifts, Gratuities and NonCash Compensation Rules. FinCEN Issues Final Beneficial Owner Identification Rules. FINRA Proposes Revisions to Fixed-Income Research Rule. SEC Approves Amendme...
Broker Funding Consulting
Broker Dealer Accounting Services
Brought to you by ACI. Broker Dealer Accounting Standards. Broker Dealer Accounting Standards. Broker Dealer Accounting Services. Every broker dealer needs a financial operations principal or Fin-Op to ensure that appropriate broker dealer accounting filings are made to the Financial Industry Regulatory Authority or FINRA. The FINOP must have the Series 27 license or Series 28 for Introducing Broker Dealers in order to be able to sign off on broker dealer accounting financials such as focus reports.
Broker Dealer Compliance
How to File a Complaint/Dispute. How to File a Complaint/Dispute. Since 2008, the BDC has been the global watchdog regulator in monitor Commodity, Currency, and other Investment Class Dealers to protect investors against fraud. Broker Dealer Compliance Actions. The BDC warns against the following Financial Dealers after receiving complaints (updated as of 15 February, 2017):. FX Clearing Group Inc. Featured Notice - December 2016. Read More on Finance Magnates. Read More on Forex Peace Army. Within a per...
Broker-Dealer Insurance Solutions from Mercer
Mercer Consumer is proud to offer the newest, innovative and most comprehensive Fidelity Bond coverage form available in the marketplace, the Broker-Dealer Guard. Visit our Fidelity Bond pages for more information or contact us directly at 1-800-978-6273. Errors and Omissions Liability Insurance (E&O). FINRA is a registered trademark of Financial Industry Regulatory Authority, Inc. Mercer Consumer, a service of Mercer Health and Benefits Administration LLC. AR Insurance License #100102691.
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Broker Dealer Firms
Powered By Private Equity Info. Is a compilation of SEC registered broker dealers and their relevant information from FORM ADV. View over 816 firms sorted by name, by state and by assets under management. Sorted by assets under. Broker Dealers Sorted by…. 0 - $5 million. 5 - $10 million. 10 - $20 million. 20 - $50 million. 50 - $100 million. 100 - $250 million. 250 - $500 million. 500 - $1,000 million. 1,000 - $10,000 million. Over $10,000 million. What is a broker-dealer? Find a Registered Broker-Dealer.
