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ITT Educational Services and Two Executives Charged with Fraud by SEC — Wall Street Investment Fraud Lawyer Blog
http://www.wallstreetinvestmentfraudlawyer.com/2015/05/itt-educational-services-and-t.html
Wall Street Investment Fraud Lawyer Blog. Published By The Doss Firm. Wall Street Investment Fraud Lawyer Blog. May 22, 2015. ITT Educational Services and Two Executives Charged with Fraud by SEC. The Securities and Exchange Commission announced. On May 12, 2015 that fraud charges were being filed against ITT Educational Services Inc., as well as Kevin Modany (chief executive officer), and Daniel Fitzpatrick (chief financial officer). And SEC Press Releases. May 22, 2015. May 22, 2015 11:54 am.
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Investment Fraud Archives — Wall Street Investment Fraud Lawyer Blog
http://www.wallstreetinvestmentfraudlawyer.com/category/investment-fraud
Wall Street Investment Fraud Lawyer Blog. Published By The Doss Firm. Wall Street Investment Fraud Lawyer Blog. May 10, 2016. Attention Former Customers of Leavitt Freeman Sanders: You May Be Able To Recover Your Investment Losses. If you were a victim of this alleged fraudulent scheme, we would be interested in discussing representing your interests with the hope and expectation of recovering some or all of your losses. We will evaluate your case at no charge. And Sales Practice Violations. May 10, 2016.
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SEC Announces Charges against Atlanta Investment Firm and Two Executives Accused of Defrauding Police and Firefighter Pension Funds — Wall Street Investment Fraud Lawyer Blog
http://www.wallstreetinvestmentfraudlawyer.com/2015/06/sec-announces-charges-against.html
Wall Street Investment Fraud Lawyer Blog. Published By The Doss Firm. Wall Street Investment Fraud Lawyer Blog. June 2, 2015. SEC Announces Charges against Atlanta Investment Firm and Two Executives Accused of Defrauding Police and Firefighter Pension Funds. On May 21, 2015 the Securities and Exchange Commission announced. Gray Financial Group collected over $1.7 million in fees from its Atlanta pension fund clients that in connection with the improper investments, according to the SEC. June 2, 2015.
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SEC Press Releases Archives — Wall Street Investment Fraud Lawyer Blog
http://www.wallstreetinvestmentfraudlawyer.com/category/sec-press-releases
Wall Street Investment Fraud Lawyer Blog. Published By The Doss Firm. Wall Street Investment Fraud Lawyer Blog. October 14, 2015. Florida Invest Adviser Charged with Defrauding Georgia Clients. Fraud is always a danger in the world of investment advisers. In a recent example of this, the Securities and Exchange Commission announced. And SEC Press Releases. October 14, 2015. October 14, 2015 11:15 am. September 30, 2015. SEC Announces Fraud Charges against Investment Manager. And SEC Press Releases. SEC A...
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Sudden Collapse of Oil Prices Surprised Stock Market, But Not Industry Insiders — Wall Street Investment Fraud Lawyer Blog
http://www.wallstreetinvestmentfraudlawyer.com/2014/12/sudden-collapse-of-oil-prices.html
Wall Street Investment Fraud Lawyer Blog. Published By The Doss Firm. Wall Street Investment Fraud Lawyer Blog. December 16, 2014. Sudden Collapse of Oil Prices Surprised Stock Market, But Not Industry Insiders. Oil and gas investment offerings have become more common in these days of low interest rates, as investors have been unable to generate enough income from bond interest and stock dividend payments. Also, state securities regulators have long warned. December 16, 2014. December 16, 2014 1:49 pm.
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Lack of Supervision Archives — Wall Street Investment Fraud Lawyer Blog
http://www.wallstreetinvestmentfraudlawyer.com/category/lack-of-supervision
Wall Street Investment Fraud Lawyer Blog. Published By The Doss Firm. Wall Street Investment Fraud Lawyer Blog. May 10, 2016. Attention Former Customers of Leavitt Freeman Sanders: You May Be Able To Recover Your Investment Losses. If you were a victim of this alleged fraudulent scheme, we would be interested in discussing representing your interests with the hope and expectation of recovering some or all of your losses. We will evaluate your case at no charge. And Sales Practice Violations. May 10, 2016.
wallstreetinvestmentfraudlawyer.com
MRI International Officers Indicted for $1.5 Billion Fraud Affecting Thousands of Victims — Wall Street Investment Fraud Lawyer Blog
http://www.wallstreetinvestmentfraudlawyer.com/2015/07/mri-international-officers-ind.html
Wall Street Investment Fraud Lawyer Blog. Published By The Doss Firm. Wall Street Investment Fraud Lawyer Blog. July 9, 2015. MRI International Officers Indicted for $1.5 Billion Fraud Affecting Thousands of Victims. Money placed in a Ponzi scheme is typically difficult to recover directly from the primary wrongdoers, as that money has often been spent. However, Ponzi schemes often involve a number of other players who may have both liability to the victims and the ability to pay damages. Victims...Recor...
wallstreetinvestmentfraudlawyer.com
Variable Products Archives — Wall Street Investment Fraud Lawyer Blog
http://www.wallstreetinvestmentfraudlawyer.com/category/variable-products
Wall Street Investment Fraud Lawyer Blog. Published By The Doss Firm. Wall Street Investment Fraud Lawyer Blog. October 8, 2014. FINRA Charges Southwest Securities With Improper Variable Annuity Sales. FINRA is seeking undisclosed monetary sanctions for violations that occurred during the period from September 2009 to May 2011. During this time, sales of variable annuities made up to 20% of SWS’s total revenue. October 8, 2014. October 8, 2014 11:14 am. SEC Press Releases (36). Lack of Supervision (2).
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What in the World Are Puerto Rican Bonds Doing In My Municipal Bond Fund? — Wall Street Investment Fraud Lawyer Blog
http://www.wallstreetinvestmentfraudlawyer.com/2015/08/what-in-the-world-are-puerto-r.html
Wall Street Investment Fraud Lawyer Blog. Published By The Doss Firm. Wall Street Investment Fraud Lawyer Blog. August 4, 2015. What in the World Are Puerto Rican Bonds Doing In My Municipal Bond Fund? Entitled “Puerto Rico’s uncertain future leaves muni bond fund investors in limbo.”. According to the article, the top ten U.S. municipal bond funds in terms of Peurto Rican bond exposure are as follows:. 1 Franklin Double Tax-Free Income A (FPRTX) 41.15%. It appears that these top ten muni bond funds have...
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