Imhoff Consulting Project offers custom compliance services to small broker-dealers. We are proud to deliver compliance expertise that is personal, flexible and specialized. Our goal? To give you an alternative to the less focused, full-service model. In other words, the attention you want at a price you can afford.
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View this contact
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Imhoff Consulting Project | Home | imhoffconsultingproject.com Reviews
https://imhoffconsultingproject.com
Imhoff Consulting Project offers custom compliance services to small broker-dealers. We are proud to deliver compliance expertise that is personal, flexible and specialized. Our goal? To give you an alternative to the less focused, full-service model. In other words, the attention you want at a price you can afford.
imhoffconsultingproject.com
About | Imhoff Consulting Project
http://www.imhoffconsultingproject.com/about
Imhoff Consulting Project LLC is a New Hampshire limited liability company formed in 2006 that specializes in providing compliance services to registered broker-dealers. The company was founded by Sharon Imhoff.
| Imhoff Consulting Project
http://www.imhoffconsultingproject.com/blog
Tuesday, June 28th, 2016. Crowdfunding Basics: To Register or Not to Register? Here’s what I understand about crowdfunding, funding portal registration and FINRA Rules: 1. If you are a broker-dealer and want to be an intermediary in crowdfunding offerings (where the issuer relies on the “crowdfunding exemption” under Regulation Crowdfunding), you don’t have to register as a Funding Portal with SEC and you don’t have become a FINRA “funding portal member.”. Thursday, January 14th, 2016. Friday, April 3rd,...
Services | Imhoff Consulting Project
http://www.imhoffconsultingproject.com/services
Imhoff Consulting Project would like to help you to understand FINRA and SEC rules and regulations. We offer certain services designed to help you meet your compliance obligations, such as:. Annual independent testing and procedures/updates. Updates and custom language for WSP, C/E and BCP manuals. Preparation for finra audits and drafting response letters. On-site compliance examination and written report. Custom research and writing in-depth review of books and records compliance. FINRA Rule 3110(b) re...
Links | Imhoff Consulting Project
http://www.imhoffconsultingproject.com/links
The following links may be of use to you:. The Securities Act of 1933. The Securities Exchange Act of 1934. North American Securities Administrators Association. Hyperlinks on this website are provided as a convenience. Imhoff Consulting Project is not affiliated in any way with these entities and claims no responsibility for information, services, or products found on such websites.
Philosophy | Imhoff Consulting Project
http://www.imhoffconsultingproject.com/philosophy
Securities rules and regulations require some deciphering. The language of rules sometimes conflicts with both common knowledge and examiner interpretation. We want to help you discover the real story: what examiners are interested in these days; which interpretations they're relying on; and what fellow small firms are doing to keep up. Imhoff Consulting Project wants to help. We love having close relationships with our clients and find that their satisfaction is the best reward of all. We're a s...
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Important Links
http://www.dorfman-finop.com/important-links.html
Financial Industry Regulatory Authority (FINRA). United States Security and Exchange Commission (SEC). Municipal Securities Rulemaking Board (MSRB). Dorfman FinOp Services, LLC 230 Broadway, Suite 103 Lynnfield, MA 01940. 781) 780-7069 estee@dorfman-finop.com.
imhoffconsultingproject.blogspot.com
"i-think" by Imhoff Consulting Project: February 2011
http://imhoffconsultingproject.blogspot.com/2011_02_01_archive.html
I-think" by Imhoff Consulting Project. A nice place to visit for thoughts on securities regulation enforcement and for compliance reminders. Monday, February 28, 2011. Hi There. I revised my website: it now includes my blog. This means you go to one cyberplace to visit me, not two. This is the last blog entry I'll make on this account, and I'll leave it here for visitors who are looking for me. Go to my website. Http:/ www.imhoffconsultingproject.com/. Sharon at Imhoff Consulting Project.
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Imhoff - Gevelreiniging & Gevelrenovatie
Welkom op de website van Imhoff Voeg- en Straalbedrijf B.V. Specialist in Gevelreiniging, Gevelrenovatie, Voegwerk en Afdichtingen. Wie zijn de opdracht gevers van Imhoff Voeg- en Straalbedrijf B.V. Opdracht gevers zijn; particulieren, woningbouwverenigingen, bouwbedrijven, monumentenzorg, overheids instanties, stichtingen. Waneer U geïnteresseerd bent in één van onze werkzaamheden kunt u altijd vrijblijvend een offerte aanvragen door na ons contact formulier.
imhoffco.com
Imhoff Company | Repair and Restoration of Religious Buildings
Repair. Restoration. Maintenance. For more than 50 years, Imhoff Company has specialized in returning religious buildings and places of worship to their former glory. We preserve the extraordinary architecture and craftsmanship of these structures, and we look forward to preserving your religious property’s beauty and strength for future generations to enjoy. We offer a wide array of services to repair and restore religious buildings.
imhoffconstructionservices.com
Imhoff Construction Services | Orrville, OH 44667 | DexKnows.com™
Reaching New Heights In Construction Excellence. Imhoff Construction Services is a client-oriented, commercial construction company with over two decades of design-build and general contracting experience. Since our inception in 1985, our company has earned a reputation for honesty and integrity in our business practices and for constructing high quality, functional buildings at the best possible value for our clients. Our construction specialties include project delivery, new building constructi...Versi...
imhoffconsultingproject.blogspot.com
"i-think" by Imhoff Consulting Project
I-think" by Imhoff Consulting Project. A nice place to visit for thoughts on securities regulation enforcement and for compliance reminders. Monday, February 28, 2011. Hi There. I revised my website: it now includes my blog. This means you go to one cyberplace to visit me, not two. This is the last blog entry I'll make on this account, and I'll leave it here for visitors who are looking for me. Go to my website. Http:/ www.imhoffconsultingproject.com/. Sharon at Imhoff Consulting Project. 1 December 10: ...
Imhoff Consulting Project | Home
Imhoff Consulting Project offers custom compliance services to small broker-dealers. We are proud to deliver compliance expertise that is personal, flexible and specialized. Our goal? To give you an alternative to the less focused, full-service model. In other words, the attention you want at a price you can afford.
Imhoff Counseling, Therapy in The Woodlands
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Products | Imhoff Designs | Nothing says "You're Special" like personalized gifts
Nothing says You're Special like personalized gifts. Looking for that special gift? Nothing says "You're Special" like personalized gifts! Custom Engraved Auto Accessories. Simple Shop by Slocum Studio.
IMHOFF Eye Center
John E. Imhoff, M.D. William H. Dillon, O.D., D.O. Richard A. Van De Velde, O.D. Brunswick, GA 31520. Welcome to Imhoff Eye Center. 3215 Shrine Road, Suite 6, Brunswick, GA 31520 ( Get Directions. 306 Radcliffe Avenue, Douglas, GA 31533 ( Get Directions. 2507 Alice Street, Waycross, GA 31501 ( Get Directions. 556 Oglethorpe Highway, Hinesville, GA 31313 ( Get Directions. 125 W Cherry Street, Jesup, GA 31545 ( Get Directions. 125 A Victory Drive, Swainsboro, GA 30401 ( Get Directions.
Imhoff Family Miniatures. Northeastern Ohio Miniature Horse Breeders.
